28 Mar
KFin Technologies
Rajkot
Job Title: Compliance Officer – GIFT City
Location: Ahmedabad
Role Summary:
We are looking for an experienced Compliance Officer to ensure adherence to regulatory requirements within GIFT City (Gujarat International Finance Tec-City). The ideal candidate will have a deep understanding of IFSC (International Financial Services Centre) regulations, RBI, SEBI, PFRDA, and IFSCA guidelines.
Key Responsibilities:
1. Regulatory Compliance:
- In-depth knowledge of GIFT City / IFSC Regulations and PFRDA guidelines applicable to Alternative Investment Funds (AIFs).
- Ensure compliance with IFSCA (International Financial Services Centres Authority) regulations and SEZ (Special Economic Zone) guidelines.
- Monitor and implement RBI, SEBI, and IRDAI regulations applicable to entities operating in GIFT City.
- Develop and maintain policies and procedures to comply with Indian and international regulatory standards.
2. Risk & Governance:
- Conduct risk assessments and implement mitigation strategies.
- Monitor regulatory changes and update internal policies accordingly.
- Ensure adherence to AML (Anti-Money Laundering), KYC (Know Your Customer), and FATCA requirements.
3. Audits & Reporting:
- Liaise with regulators, auditors, and stakeholders to ensure compliance.
- Prepare and submit regulatory reports to IFSCA, RBI, SEBI, and other relevant bodies.
- Handle regulatory inspections and audits efficiently.
4. Training & Awareness:
- Conduct training sessions for employees on regulatory requirements.
- Promote a compliance-oriented culture within the organization.
5. Operational Compliance:
- Review transactions for any suspicious activities and report to relevant authorities.
- Ensure proper record-keeping and documentation as per IFSC norms.
Qualifications & Skills:
- Education: CA / CS / LLB / MBA (Finance) / CFA / FRM or equivalent.
- Experience: 5+ years in compliance roles, preferably in BFSI, NBFC, or Fintech.
- Strong understanding of IFSCA regulations, SEBI guidelines, RBI circulars, and global compliance frameworks.
- Knowledge of AML, KYC, PMLA (Prevention of Money Laundering Act), FATCA, and CRS regulations.
- Experience in regulatory reporting, audit handling, and governance frameworks.
- Excellent communication and stakeholder management skills.
- Ability to work in a fast-paced, evolving regulatory environment.
- Work closely with the IT and Operations teams for data extraction, process checks, and system enhancements to ensure compliance automation.
Preferred Qualifications:
- Prior experience working with **foreign banks, IFSC units
- 5–8 years of experience in SEBI/PFRDA regulated entities such as AIFs, PMS, POPs, CRAs, etc.
- Must have cleared relevant NISM certifications for securities markets, AIFs, mutual funds, and depositories.
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