Compliance Officer (Apply Now) (Bhavnagar)

Compliance Officer (Apply Now) (Bhavnagar)

05 Nov
|
Tipsons Group
|
Bhavnagar

05 Nov

Tipsons Group

Bhavnagar

- Ensure compliances with respect to SEBI Guidelines.
- Monitoring changes in relevant legislation and the regulatory workplace and taking appropriate action.
- Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
- Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.

📌 Compliance Officer (Apply Now) (Bhavnagar)
🏢 Tipsons Group
📍 Bhavnagar

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