AVP, Sec & Derivatives | RZD666

AVP, Sec & Derivatives | RZD666

15 Sep
|
Citi
|
Gurgaon district

15 Sep

Citi

Gurgaon district

The Sec & Derivatives Mgr is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.



Responsibilities:

Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations

Formulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goals



Serve as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clients

Escalate control gaps and issues to senior management as needed

Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses

Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures

Act as an advisor to new/junior staff

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.



Qualifications:

5-8 years of relevant experience

Required licensing/registration: Series 7, Series 9, Series 10, Series 63

Experience in a securities transactions processing role

In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues

Previous people management experience

Consistently demonstrates clear and concise written and verbal communication skills



Education:

Bachelor’s Degree/University degree or equivalent experience



This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.



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Job Family Group:

Operations - Transaction Services



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Job Family:

Securities and Derivatives Processing



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Time Type:

-



Citi is an equal opportunity and affirmative action employer.



Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.



Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.



View the "EEO is the Law" poster. View the EEO is the Law Supplement.



View the EEO Policy Statement.



View the Pay Transparency Posting

The original job offer can be found in Kit Job:
https://www.kitjob.in/job/24531783/avp-sec-derivatives-rzd666-gurgaon-district/?utm_source=html

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