From 12 to 15 year(s) of experience
₹ Not Disclosed by Recruiter
Roles and Responsibilities
Job Title: Assistant Vice President
The KYC Due Diligence team in company is responsible for the Preparation of files due for periodic reviews (Recertification) for existing customers and (Onboarding) for new clients of company across multiple countries across APAC, EMEA and America. It is extended team working with onshore counterpart to support completion of KYC on all existing and new clients of company.
Perform the required KYC screenings on customers documenting the information obtained on the clients as required by global KYC procedure.
Leads the team by example and ensures that the team is guided to achieve the stakeholder expectation.
Obtain mandatory documents and reports as per KYC requirements
Perform necessary checks to identify politically exposed persons, sanctioned, Adverse Information on individuals and entities and mitigate risks associated with financial crimes.
Implement additional steps, validating KYC risk compliance bases on research of customer records
Constant and regular review of processes and areas to be in line with the new developments and gain efficiency.
Ensure data and documents are entered (scanned and archived) into systems properly
Ensure the files pass all quality and control reviews. Escalate concerns / issues as needed as company guidelines and local requirements.
Communicate within the team, Compliance, the business and IT.
Contribute to the implementation of Permanent Control policies and procedures in day-to-day business activities
Ensure all requests received are assigned within the team and drives the team to achieve the expectation set by onshore
Active participation in regular review of operational procedural changes /requirements during processing functions / staff meetings
Salary: Not Disclosed by Recruiter
Industry:Investment Banking / Venture Capital / Private Equity
Functional AreaBFSI, Investments & Trading
Role CategoryBanking Operations
Employment Type:Full Time, Permanent
RiverForest Connections Private Limited
A Leading MNC Financial Services
Recruiter Name:Anamika Gupta
Contact Company:RiverForest Connections Private Limited
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