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Job Summary This role could be based in HK, Singapore, UK, GBS Bangalore, or Poland. When you start the application process you will be presented with a drop down menu showing all countries, Please ensure that you select a country where the role is based. Assurance is a Second line defence function established under a delegated Mandate from the Group Chief Risk Officer and the Group Head of Conduct, Financial Crime and Compliance (CFCR). The primary role of Assurance is to provide a risk-based independent view to Senior Management in the business/functions, Second Line and the Board as to the effectiveness of the bank’s processes, systems and controls. It facilitates identification of any gaps & inefficiencies, enabling prompt corrective action to be taken, and is a key source of evidence for the Board & Regulators. Assurance is part of the reasonable steps taken in support of SMF 4, 16 & 17 responsibilities.

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The Global

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Head of Compliance, Financial and Conduct Risk (CFCR) Assurance reports into the Global Head of Assurance and will sit on the Assurance Management Team. The incumbent will lead the Bank’s CFCR Assurance function and oversee all Assurance reviews covering the CFCR portfolio and will sit of the CFCR Management Team Key Responsibilities Strategy Support the Global Head of Assurance and Group Head CFCR in delivery of a strategy for provision of risk based and data driven assurance coverage across CFCR and providing strategic leadership to deliver the strategy, taking account of industry positive practise.

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The CFCR assurance strategy should focus on assessing effective risk management of: 2LOD risk policy setting, the 1LOD in managing the risks, controls and process in their business and functions; and; 2LOD in its role of providing challenge and oversight.



All businesses and functions and geographies are within scope.

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Work with the Global Head of Non-Financial Risk, Resilience Risk Assurance to ensure coverage of data risk assurance.

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Work with Global Head of Non-Financial Risk, Resilience Risk Assurance, Head of Credit Risk Assurance, Head of Traded and Treasury Risk Assurance and Head of Professional Services, Assurance to ensure coverage of the banks key risks and controls both by risk taxonomy and process.

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Work with the Global Head of Assurance Data, Analytics, Group Risk Services (GRS) and Transformation to implement a technology-enabled assurance strategy, integrating data analytics and automation to enhance risk identification and audit efficiency.

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Help drive a collaborative cross line of defence risk and control ecosystem.

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Drive a culture of continuous improvement in delivery of the Assurance mandate, including by leveraging data and technology throughout the team.

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Business

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Provide senior oversight of the assurance book of work to ensure alignment to Bank’s and Risk & CFCR’s priorities.

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Contribute to the strategic intent and agenda of Risk & CFCR and as such be accountable to lead or influence significant programmes of work in support of the broader Risk & CFCR objectives.

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Equip the Assurance function with sufficient appropriate resources and capability, to include technical,



assurance/audit skills and systems capability.

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Drive business enablement through delivery of risk based, insightful, value add Assurance products.

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Awareness and understanding of the regulatory environment and Assurance industry positive practise.

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The role holder is expected to actively promote and embed a strong risk culture, reinforcing sound risk awareness, accountability, and ethical decision making across the business.

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Processes

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Ensure relevant CFCR Assurance processes embed collaborative working across all three LODs.

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Ensure CFCR Assurance operates within all relevant Group Policies and Standards.

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Manage CFCR resources in GRS in line with intra group agreements

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Manage the budget associated with the CFCR Assurance function. People & Talent Build, manage, coach and develop a team of quality assurance professionals, balancing locations, skills and competencies to position the Bank as an industry leader in the eyes of regulators and industry stakeholders.

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Accountable for the organisational design of the CFCR Assurance team, including driving improvements where necessary (efficiency, location strategy and diversity).

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Proactively engage with stakeholders to ensure that relationships are trusted such that the team voice is respected at the most senior level.

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Lead through example and build the appropriate culture and values within Assurance and across the wider organisation. Set appropriate tone and expectations for teams and work in collaboration with risk and control partners.

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Provide functional leadership and subject matter expertise for regulatory inspections, internal fora and relevant external bodies.

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Lead and dev

Apply on Kit Job: kitjob.in/job/45lap4

📌 Global Head, CFCR Assurance (HK, SG, UK, GBS Bangalore, KL & Poland) (Roorkee)
🏢 Standard Chartered India
📍 Roorkee