The current role requires executing internal audit and other risk consulting engagements for reviewing investment processes for insurance companies.
As part of the role, the candidate is expected to:
- Perform end-to-end internal audits from planning to reporting including process understanding,
walkthroughs, preparation of risk and control matrix / audit work program, control testing to
assess their design and operating effectiveness, preparation of audit report and agreeing issues/
actions with management.
- Have an in-depth understanding of the asset management industry risks/ issues / trends and end- to-end investment process (front, mid and back office processes) for all asset classes including fixed income, equities, derivatives, real estate, private equity/ hedge funds and alternatives.
- Have thorough knowledge and understanding of Internal Audit and SOX/ ICFR methodology and
IIA requirements.
- Deliver / manage engagements to time, cost and high quality.
- Identify key areas of improvement in the client's business processes and add value by preparing
insightful recommendations.
- Contribute to business development activities such as preparing proposals, lead identification
- Always comply with the firm’s quality and risk management policies
Personal Attributes:
- Excellent oral and written communication skills
- Ability to work independently with minimum supervision
- Ability to quickly learn and handle new areas / solutions by leveraging internal and external
knowledge sources
- Proactively anticipate engagement related risks and escalate issues as appropriate