Director, Regulatory (Mumbai)

Director, Regulatory (Mumbai)

30 Jul
|
dezerv.
|
Mumbai

30 Jul

dezerv.

Mumbai

Dezerv is a house of investing solutions for high-net-worth and affluent Indians. Dezerv is co-founded by Sandeep Jethwani, Vaibhav Porwal, and Sahil Contractor. They have led and founded successful wealth management businesses and managed over USD 7 billion in assets. The Dezerv team brings together decades of investing expertise from leading global financial institutions like JP Morgan, UBS, BNP Paribas, etc. Our team of experts monitor the performance of portfolios and rebalance them if required to ensure long-term success. Since inception, our clients have trusted us with over 15000+ crs of their assets.

Why are we building Dezerv?

Building & growing wealth is difficult and time-consuming. Our goal is to help individuals grow their wealth without the stress, time, and costs involved in a traditional investment. At Dezerv, We are building a platform that leverages our decades of investment expertise to help individuals invest better for their future.

We are passionate about helping Indians invest better. We manage investments with active oversight to help both,



sophisticated and recent investors build long term wealth across various market conditions.

The role involves independently managing regulatory and legal compliance for the Company’s SEBI-regulated businesses, including Portfolio Management Services (PMS), Alternative Investment Funds (AIF) and Mutual Fund Distribution (MFD). The position requires strong regulatory interpretation skills, hands-on experience with filings, audits and inspections, and the ability to partner with business teams to strengthen governance frameworks.

Manage and oversee compliance under SEBI regulations applicable to PMS, AIF and MFD

Monitor regulatory developments, analyse circulars and drive implementation across business functions

Ensure timely completion of regulatory filings, periodic reports and disclosures

Oversee maintenance of statutory records, compliance registers and audit trails

Review and vet agreements, invest

📌 Director, Regulatory (Mumbai)
🏢 dezerv.
📍 Mumbai

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