The current role requires executing internal audit and other risk consulting engagements for reviewing investment processes for insurance companies.
As part of the role, the candidate is expected to:
• Perform end-to-end internal audits from planning to reporting including process understanding,
walkthroughs, preparation of risk and control matrix / audit work program, control testing to
assess their design and operating effectiveness, preparation of audit report and agreeing issues/
actions with management.
• Have an in-depth understanding of the asset management industry risks/ issues / trends and end- to-end investment process (front, mid and back office processes) for all asset classes including fixed income, equities, derivatives, real estate, private equity/ hedge funds and alternatives.
• Have thorough knowledge and understanding of Internal Audit and SOX/ ICFR methodology and
IIA requirements.
• Deliver / manage engagements to time, cost and high quality.
• Identify key areas of improvement in the client's business processes and add value by preparing
insightful recommendations.
• Contribute to business development activities such as preparing proposals, lead identification
• Always comply with the firm’s quality and risk management policies
Personal Attributes:
• Excellent oral and written communication skills
• Ability to work independently with minimum supervision
• Ability to quickly learn and handle current areas / solutions by leveraging internal and external
knowledge sources
• Proactively anticipate engagement related risks and escalate issues as appropriate