- Ensure timely filing of regulatory reports, statements, and other documents with relevant authorities.
- Monitor and maintain accurate records of licenses, permits, and approvals related to the organization's operations.
- Develop and implement processes for tracking license renewals, expirations, and non-renewals to minimize disruptions to business activities.
- Collaborate with internal stakeholders to identify potential risks associated with changes in regulatory requirements.
Job Requirements :
- 5-10 years of experience in a similar role within the financial services industry.
- Solid understanding of CT (Compliance Tracking) systems and processes.
- Proven ability to manage multiple tasks simultaneously under tight deadlines while maintaining attention to detail.