Wealthy is making Wealth Management accessible through its online platform and a network of advisors (called Wealth Partners). Founded by two friends who met at IIT, our young team of 40 employees cuts across the intersection of tech, finance, and business.
Our team has attracted good talent over the past years, and our business leaders come from well-established companies like Morgan Stanley, Citibank as well as tech startups like OLA, Belong, Digio, etc. The company has so far raised $9mn from Tier-1 investors and serves ~2,000+ advisor-partners and ~50,000+ end-customers across the country.
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Job Description
Verification of Account opening forms and supporting documents
Uploading UCC/DP details to Exchange(s)/ Depository.
Verify and process of Account modifications
Process knowledge and verification of Transfer cum closure in DPs
Process knowledge of KRA / CKYC.
Issuing and maintaining of DIS Slips.
Client risk profiling and updating in Back Office.
Ensuring all Compliance requirements from KYC perspective.
Generating the various reports for Excheng/SEBI inspections.
Ensuring KYC reviews are undertaken to the required quality standards on a timely basis
Be updated on the latest circulars and developments of NSE/BSE/MCX/SEBI
Taking care off all the onboarding process of the clients.
Requirements
Requirements:
1
Knowledge in MS-Excel
2
Positive communication
3
Knowledge in Capital Market will be an added advantage
Qualification:
1
Post Graduation/Graduation
Job Information
Date Opened
10/13/2022
Job Type
Full time
Industry
Banking
Work Experience
4-5 years
City
Bangalore South
State/Province
Karnataka
Country
India
Zip/Postal Code
560102
📌 Senior Executive / AM - Client Registration / DP (India)
🏢 Wealthy
📍 India
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