- Ensure compliance with SEBI, NSE, BSE, NSDL, and CDSL regulations.
- Prepare and submit regulatory reports and statutory filings.
- Monitor KYC, AML, and PMLA compliance requirements.
- Maintain compliance records and documentation.
- Assist in internal audits, regulatory inspections, and compliance reviews.
- Track and implement regulatory updates and circulars.
- Coordinate with internal teams to ensure timely compliance.
- Handle compliance-related queries and investor grievances.
Qualification: Bachelor's degree in Commerce, Finance, Business Administration, or a related field. NISM certification or CS qualification is preferred.
Experience: 1–3 years of experience in compliance within a stock broking, financial services, or capital markets organization.