Job description Job Title Compliance Executive About the Company Join one of India s most trusted and fastest-growing financial services organizations with over 30 years of industry excellence We are committed to maintaining the highest standards of compliance ethics and client trust Position Overview The Compliance Executive will be responsible for ensuring that the company s operations align with all applicable regulatory exchange and internal compliance requirements The role involves continuous monitoring reporting and coordination with management to uphold compliance standards across all functions Education Qualifications Post-Graduation in Commerce M Com LLB MBA Finance CS Executive any group Candidates with prior experience in a stock broking or financial services firm will be preferred Proficiency in Advanced Excel and MS Word is essential Positive communication and analytical skills are a must Key Responsibilities Monitor and review operational processes to ensure full compliance with exchange regulations and ethical standards Handle daily weekly and monthly data uploads downloads and submissions in Excel and other reporting formats Actively track and monitor files to prevent non-compliance damages or penalties Coordinate between department heads and senior management to ensure adherence to compliance frameworks Conduct periodic assessments inspections and internal compliance checks Assist in implementing new regulatory updates and compliance procedures Skills Required Strong analytical and problem-solving abilities Excellent verbal and written communication skills High level of integrity professionalism and attention to detail Ability to work independently as well as collaboratively across teams Certification Requirement Must complete a compliance-related certification within 3 months of joining Salary up to Rs 35000 per month Depend On interview Your skill Experience Job Types Full-time Permanent Benefits Leave encashment Schedule Day shift Morning shift HR Recruiter Contact Number (phone hidden) Benefits Leave encashment Work Location In person Job Types Full-time Permanent Pay From 35 000 00 per month Benefits Leave encashment Work Location In person

📌 Compliance Executive (Gujarat)
🏢 Shah Investors Home
📍 Gujarat