- Detect, review and report potentially suspicious activities.
- Review Voice communications of bank employees for adherence to firm and regulatory rules and requirements.
- Use any available research tools to identify publicly available information concerning transactions and communications identified for further investigation.
- Conducting both routine and special inquiries as required or requested.
- Performing routine administrative duties and reviews
- Working with FOCS managers to resolve instances of apparent breaches from firm and regulatory rules
- Proactive and timely escalation of issues (including those from investigations) with adequate supporting information to the Monitoring Manager