Role & responsibilities

- Implement and maintain the Enterprise Risk Management (ERM) framework, Risk Register, and risk governance processes.
- Conduct periodic risk assessments across business functions and identify operational, financial, compliance, and strategic risks.
- Monitor adherence to Standard Operating Procedures (SOPs) and recommend process improvements to strengthen internal controls.
- Review operational risks such as inventory discrepancies, cash handling, bullion movement, and process deviations.
- Coordinate with Internal Audit teams and ensure timely closure of audit observations and compliance gaps.
- Maintain statutory compliance calendars and ensure timely filings, renewals, and regulatory submissions.
- Support IPO readiness by assisting in ICFR implementation, due diligence activities, SEBI and Companies Act compliance, and governance documentation.
- Assist in implementing governance policies, including Insider Trading, Related Party Transactions (RPT), and Whistleblower mechanisms.
- Investigate compliance violations, operational irregularities, and fraud-related matters, recommending corrective and preventive actions.
- Support business continuity planning (BCP),



disaster recovery initiatives, and periodic safety compliance reviews.
- Prepare MIS reports, risk dashboards, and compliance reports for management review.
- Conduct employee awareness sessions on risk management, compliance, ethics, fraud prevention, and SOP adherence.
- Foster a strong culture of risk awareness, governance, and regulatory compliance across the organization.

Preferred candidate profile

- Bachelor's degree in Commerce, Finance, Law, Business Administration, or a related discipline.
- MBA, M.Com, PGDM, LL.M, or equivalent qualification will be an added advantage.
- Skilled certifications such as ERM, CIA, CISA, CFA (any level), or similar will be preferred.

Experience

- 37 years of experience in Risk Management, Compliance, Internal Audit, Governance, or Internal Controls.
- Experience in Manufacturing, Retail, Jewellery, Bullion, Logistics, FMCG, or Listed Companies will be preferred.
- Exposure to IPO readiness, SEBI regulations, ICFR, or corporate governance practices will be an added advantage.

📌 Risk And Compliance Manager (Gujarat)
🏢 Riddhi Corporate Services
📍 Gujarat