MANDATORY REQUIREMENTS
• Minimum 5 years of hands-on Compliance experience within Investment Management, PMS, or Wealth Management organizations.
• Robust working knowledge of IFSCA regulations, AML/KYC frameworks, FEMA, and regulatory reporting requirements applicable to GIFT City entities.
• Proven experience in handling regulatory filings, audits, inspections, compliance monitoring, and interactions with regulators such as IFSCA, SEBI, RBI, and other regulatory authorities.

ABOUT THE CLIENT
Our client is a leading alternative investment platform specializing in private equity, real estate, structured credit, and wealth management, serving institutional, family office, and high-net-worth investors.

JOB ROLES & RESPONSIBILITIES
• Ensure compliance with all applicable regulations issued by IFSCA, SEBI, RBI, FEMA, Companies Act, and other relevant authorities.
• Develop, implement, and monitor compliance policies, procedures, and internal controls.
• Manage regulatory filings, periodic returns, disclosures, and reporting requirements with IFSCA and other regulatory bodies.
• Provide compliance guidance for fund launches, investment structures, products, and business initiatives.
• Conduct compliance reviews, monitoring activities, and risk assessments across business functions.




• Track regulatory developments and advise management on changes impacting the organization.
• Coordinate with internal stakeholders, auditors, legal advisors, and regulators on compliance-related matters.
• Oversee AML/KYC compliance, investor onboarding, and transaction monitoring processes.
• Support inspections, audits, and regulatory examinations.
• Prepare compliance reports and updates for senior management and board committees.
• Ensure timely resolution of compliance observations and implementation of corrective actions.

QUALIFICATION & EXPERIENCE
• Minimum 5 years of experience in Compliance, Regulatory Affairs, Legal & Compliance, or Risk functions within Investment Management, Asset Management, Fund Management, AIF, PMS, Wealth Management, or Financial Services.
• CA, CS, LLB, MBA (Finance), CFA, or equivalent professional qualification.
Experience in handling regulatory filings, audits, inspections, and interactions with regulators.
• Familiarity with offshore fund structures, international investors, and cross-border investment regulations.

OTHER DETAILS
Reporting To: Principal Officer
Industry Target: Investment management and PMS firms
Work Model Arrangement: Onsite

📌 Compliance Officer (Gandhinagar)
🏢 SKS Enterpprises
📍 Gandhinagar