31 Jul
|
BDO India
|
Raigarh
Job Description Role Summary:
n We are seeking a compliance qualified to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.
n Designation: Manager
n Reporting Manager: Director
n Experience: 8-12 years of relevant PQE
n Qualification: CS mandatory. LLB, LLM and other related courses preferred
n Function: Compliance & Regulatory
n Location: Mumbai - Dadar
n Key Responsibilities:
n • Manage the firm's compliance framework across all business units and support functions.
n • Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.
n • Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.
n • Draft and review compliance policies, SOPs, and internal guidelines.
n • Conduct risk assessments and compliance audits across departments.
n • Manage regulatory filings, submissions, and correspondence with authorities.
n • Oversee compliance training and awareness programs across the firm.
n • Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.
n • Manage internal investigations into compliance breaches or concerns.
n • Maintain records and reporting mechanisms for compliance monitoring and tracking.
n • Provide regular updates and reports to senior management and the Board, as applicable.
n Key Requirements:
n • 8-12 years of experience in regulatory compliance roles.
n • CS & LLB mandatory; LLM or additional compliance certifications preferred.
n • Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance.
n • Experience advising senior leadership and managing cross-functional compliance matters.
n • High analytical thinking, attention to detail, and problem-solving skills.
n • Excellent English proficiency (verbal and written).
n • Proficiency in Word, Excel, and PowerPoint.
n • Strong organizational skills and ability to adapt to changing regulatory landscapes.
📌 Compliance Manager (Raigarh)
🏢 BDO India
📍 Raigarh