Key Areas of Responsibilities
• Handling of Audit, Inspections, Tax and Compliance Queries/data sharing etc. for NSE & BSE Capital market transactions
• Exchange UCC reconciliation vs Trading /Middle/Backoffice systems
• EOD reconciliations of exchange obligations and reporting of margins
• To monitor Positions limits, EOD Margin Calls including Collateral management
• To perform final Market reconciliations vs Client and trade bookings to identify breaks if any
• Sent reconciliation and break cases with reasons etc, for market controls
• Monthly MIS and invoice settlements
• Assist in booking Trade, reporting trade, EOD trade reconciliations
• New client static data set up, communications and client registrations on exchange
• New client limit setting in risk management system
• Audit Trail verifications to identify gaps and discrepancies for necessary follow up actions
• Stock static maintenance including system UAT etc.,
• Reconcile give-up and pre-matching cases and release of depository stocks
• Trade reporting and booking of BSE & NSE OFS, Buy back etc.,
Requirements
• Bachelor’s Degree in any discipline
• Minimum 10 years of work experience in Institutional Broking Operations handling middle and back controls and reconciliations including Audit and compliance data support
• Having understanding and working experience of market pre-matching, reporting and settlement of trades for cash market and F&O;
• Extensive analytical knowledge and must be very good in numbers
• In-depth understanding to assess problem situations to identify causes, gather and process relevant information, generate possible solutions, and make recommendations and/or resolve the problem.
• Develop current and unique ways to improve operations of the organization and to create new opportunities.
• Work cooperatively and effectively with others to set goals, resolve problem, and make decisions that enhance organizational effectiveness.
• Proficiency of verbal and written communication Excel and