Role & responsibilities

Audit Planning & Execution
Assist in preparing the annual audit plan and audit programs.
Perform process walkthroughs and understand end-to-end business cycles.
Conduct test of controls, substantive testing, and data analysis.
Internal Control Evaluation
Evaluate design and operating effectiveness of internal controls.
Identify gaps, control deficiencies, and improvement areas.
Reporting & Documentation
Prepare working papers, audit observations, and draft reports.
Support in preparing management presentations and followup reports.
Document audit findings with root cause analysis and actionable recommendations.
Compliance & Risk Management
Assist in monitoring compliance with company policies, SOPs, and statutory requirements.




Participate in risk assessment exercises and update risk registers.
Cross-functional Collaboration
Interact with departments like Finance, Procurement, HR, Operations, and IT.
Follow up with process owners for implementation of audit recommendations.
Special Assignments
Support forensic reviews, data analytics, and process automation initiatives.
Participate in SOX/ IFC audits (if applicable).
Assist in surprise audits, branch audits, inventory audits, and vendor audits.

Preferred candidate profile

📌 Ca Industrial Training Internal Audit Mumbai
🏢 Yes Bank
📍 Mumbai