Develop and maintain the agency's regulatory control framework.
Ensure compliance with regulations governing credit rating agencies, including relevant requirements from regulators such as SEBI, ESMA, FCA, SEC, or other applicable jurisdictions.
Monitor regulatory developments and assess their impact on the organization's policies, procedures, and operating models.
Lead periodic reviews of regulatory obligations and control effectiveness.
Establish and oversee controls across the entire ratings lifecycle.
Ensure adherence to rating methodologies, committee processes, surveillance requirements, and documentation standards.
Oversee controls relating to rating disclosures, press releases, and regulatory filings.
Act as the primary liaison for regulatory examinations, inspections, and information requests.
Coordinate responses to regulatory inquiries and remediation commitments.




Maintain constructive relationships with regulatory bodies and industry associations.
Ensure timely and accurate submission of regulatory reports and certifications.
Identify and assess regulatory, conduct, operational, and reputational risks.
Develop risk indicators and monitoring dashboards.
Support enterprise risk management initiatives related to regulatory compliance.
Develop and maintain regulatory policies, standards, procedures, and operating guidelines.

Experience
Significant experience within a credit ratings agency, financial services organization, banking institution, securities market intermediary, or regulatory body.

Competencies
Strategic thinking.
Influencing and stakeholder management
Problem-solving and analytical capability
Robust written and verbal communication

📌 Director Rating Controls Mumbai
🏢 Crisil
📍 Mumbai