Responsibilities:

- Verify, create, modify and update clients form 5500 filing and provide support to Auditors file their Audits with IRS and DOL. Employee should also be able to handle and help clients / individual customers within defined SLA

Reporting relationship:

This position will report to Associate Manager- Operations

Key Responsibilities:

- Should have experience on Compliance, Form 5500 Filing and audits.
- Should have good written and verbal communication
- Analyze details to determine appropriate action needed in term of processing the transactions.
- Consult available resources including technical documentation, updates, computer system application features, coworkers and Mentors to perform daily task. Make suggestions for improvement in procedures/processes
- Efficiently and effectively process work to meet or exceed production expectations
- Perform assigned work accurately to meet or exceed quality expectations that results in increased client satisfaction and profitability for PFG
- Improve personal effectiveness that positively impacts work, environment and enhancement of skills
- Develop partnerships among peers and those supported to increase ownership of work and sustain an efficient process
- Compliance to PGS policies and Flexibility as per business needs
- Perform other job related duties, other processes within the BU or special projects as required or as assigned by superior

Qualifications:





Required Years of Experience - 2 - 4 years of experience

- Candidate preferred with Retirement domain and 5500 filings/compliance Testing experience.
- Should have researching skills, eye to detail and knowledge about the retirement products.
- Should be able to manage client’s question and help them submit compliance testing questioner.
- Should have good written and verbal communication.
- Working knowledge on MS Office tools, specifically MS Excel.
- Minimum of 1-2 years of experience in back office. Insurance, Retirement plan and Financial Institution experience preferred.
- Excellent written and verbal communication skills, Critical thinking, Analytical and problem-Solving skills, Willingness to work in shifts.

Additional Information:

Skill Set:

- - Strong Working knowledge on MS Office tools specifically Advance MS Excel.
- Minimum of 1-5 years experience in back office. Insurance and Financial Institution experience preferred.
- Excellent written and verbal communication skills , Analytical skills, Willingness to work in shifts.
- Multitasking and effective decision making . Solid Customer service skills.

- Interpretation skills
- Make sound business decision
- Embrace Change
- Build strong Partnership
- Get results
- Act Strategically
- Lead Cultivate Talent
- Logical and Critical thinking

📌 Process Specialist - Compliance Testing (Pune)
🏢 Principal Global Services
📍 Pune