Role & responsibilities

1. Market Monitoring: Monitor and supervise market movements, trends, and patterns across various segments (Equity, F&O;, Currency, SLBM, IRF, Commodity) and initiate necessary surveillance actions.

2. Surveillance Alerts: Verification of surveillance alerts such as market manipulation, price / volume alerts, order spoofing, front running alerts, pump and dump, insider trading alerts, etc

3. Surveillance and Preliminary Analysis of Alerts: Process surveillance alerts, conduct preliminary analysis and escalate suspicious transitions.

4. Regulatory Knowledge: Ensure familiarity with applicable regulations for Market Infrastructure Institutions (MIIs) such as SAST, PIT, PFUTP, PMLA, AML, FIU, LODR, ICDR, etc.

5. Process Improvement: Improve operational efficiencies through process improvements, initiating business requirements, software testing,



and implementing new features and functional releases.

Preferred candidate profile

1. Possesses strong analytical and presentation skills, excellent verbal, and written communication abilities, and proficient in MS Word, Excel, and PowerPoint.

2. Hands-on experience with additional software tools like Power BI, Tableau, Python, Macros etc.

3. Basic knowledge of trading and surveillance in stock markets (equity and derivatives), commodity markets, depository transactions, and currency markets.

4. Mandatory possession of relevant qualified certifications such as: NISM, Risk Management Certified Fraud Examiner (CFE) or equivalent

📌 Surveillance (Mumbai)
🏢 Bse Technologies
📍 Mumbai