Job Purpose:

The Senior Auditor will execute audits of internal and office accounts for a large banking organization. This role ensures compliance with regulatory guidelines (including RBIs RBIA framework), internal policies, and industry best practices. The position requires robust analytical skills, attention to detail, and the ability to provide actionable recommendations to enhance internal controls and mitigate risks.

Job Responsibilities

Actionables

Audit Planning and Preparation

- Assist the Team Lead in developing audit scope, approach, and detailed testing programs.
- Conduct preliminary risk assessments, process walkthroughs, and control mapping.
- Gather and analyze relevant data, circulars, and policies prior to audit commencement.

Audit Execution
- Perform fieldwork and control testing as per the approved audit plan.
- Review process compliance with internal policies, delegation of powers, and regulatory guidelines.
- Examine accuracy and completeness of documentation, approvals, and record-keeping.
- Identify control weaknesses, inefficiencies, and potential process improvements.
- Maintain proper working papers and audit evidence in line with internal audit standards.

Reporting
- Draft and document audit observations with supporting evidence and root cause analysis.
- Discuss preliminary findings with auditees and obtain management responses.




- Assist the Team Lead in preparing final audit reports and management presentations.

Follow-up and Issue Closure
- Track open audit issues and verify corrective actions implemented by departments.
- Maintain audit follow-up MIS and report progress periodically.

Continuous Improvement
- Stay updated with changes in Bank policies, processes, and regulatory requirements.
- Contribute ideas for process improvements and audit methodology enhancements.
- Participate in internal training, peer learning, and knowledge-sharing sessions.

Educational Qualifications

Key Skills

Essential:

CA / ICWA / MBA (Finance) / CAIIB / CFE

Preferred:

CIA, CISA, or CFE

- Excellent analytical and problem-solving skills.
- Strong communication and report-writing abilities.
- High integrity and professional ethics.
- Ability to carry out audits independently
- Good analytical ability to interpret field findings and identify trends or anomalies.
- Working knowledge of Excel / Power BI / dashboard tools for data analysis preferred.
- Integrity, objectivity, and adherence to confidentiality requirements.

Experience Required

- 5 – 7 years of experience in internal audit within banking or financial services.
- Strong knowledge of RBI guidelines, banking regulations, and internal control frameworks
- Proficiency in audit tools, ERP systems, and MS Office.

📌 Senior Auditor - Internal Audit (Mumbai)
🏢 HDFC Bank
📍 Mumbai