MANDATORY REQUIREMENTS

- Experience in leading enterprise-wide compliance functions.
- Prior experience interacting directly with regulators is essential.
- Experience managing compliance across multiple regulated businesses is highly preferred.

ABOUT THE CLIENT

Our client is a well-established, diversified financial services group based in India, with a multi-decade track record in asset and wealth management. The group serves high-net-worth and ultra-high-net-worth individuals, family offices, and institutional investors. It operates across multiple regulated business lines including portfolio management services, alternative investment funds, real estate private equity, and wealth advisory.

JOB ROLES & RESPONSIBILITIES

- Lead the compliance function across all Group entities.
- Ensure compliance with regulations issued by SEBI, RBI, AMFI, Exchanges, FIU-IND and other applicable regulatory authorities.
- Interpret regulatory developments and advise business leadership on their impact.
- Establish processes for timely implementation of new regulatory requirements.




- Review complex transactions from a regulatory perspective.
- Support business expansion into current products and regulated activities.
- Manage regulatory inspections, audits and information requests.
- Ensure timely regulatory filings and reporting obligations.
- Maintain strong relationships with regulatory authorities.
- Oversee compliance monitoring activities across businesses.
- Identify compliance gaps and implement corrective action plans.
- Drive automation and technology-led compliance monitoring.
- Ensure robust record keeping and documentation.

QUALIFICATION & EXPERIENCE

- Qualified Chartered Accountant (CA), Company Secretary (CS), LLB or equivalent professional qualification.
- Additional certifications in Compliance, Risk Management, AML or Financial Crime will be an advantage.
- 15–22 years of post-qualification experience.
- Significant experience within Financial Services.

OTHER DETAILS

Reporting To: CEO

Industry Target: Financial Services

Work Model Arrangement: Onsite

📌 Group Compliance Head (Mumbai)
🏢 SKS Enterpprises
📍 Mumbai