Compliance Officer - SEBI AIF Regulations-AIF -- Mumbai

Compliance Officer - SEBI AIF Regulations-AIF -- Mumbai

31 Jul
|
Mangalam Placement
|
Mumbai

31 Jul

Mangalam Placement

Mumbai

Role & responsibilities

- Ensure compliance with SEBI AIF Regulations, IFSCA regulations, Companies Act, LLP Act, FEMA, RBI, PMLA/KYC-AML, Trust compliances and other applicable laws.

- Monitor regulatory developments and assist in implementing changes arising from SEBI, RBI, FEMA, Companies Act and other applicable regulations.

- Manage compliance calendars, statutory filings, regulatory reporting and inspections. Maintain statutory records and governance documentation.

- Coordinate investor onboarding, KYC/AML, capital calls, subscriptions, transfers and investor communications.

Preferred candidate profile Exp. 4-8 yrs exp. From AIF

- Company Secretary. Graduate in Law, Commerce, Finance or related discipline. LLB Degree will be an added advantage.

📌 Compliance Officer - SEBI AIF Regulations-AIF -- Mumbai
🏢 Mangalam Placement
📍 Mumbai

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