Job Opportunity: Compliance Manager / Senior Compliance Associate – Samarthya

Location: Nariman Point, Mumbai

Commitment: Full-time

Immediate Joiners Preferred About Us

Samarthya (https://www.samarthya.vc/) is an early-stage venture capital firm focused on investing in high-potential startups across DeepTech, DefenceTech, SpaceTech, Robotics & Advanced Manufacturing and AI. We typically invest $500K to $2M and work closely with founders to scale transformative businesses. Beyond capital, we contribute through opening doors for business development, access to a global network, and hands-on operational support. About the Role

We are looking for a detail-oriented and ownership-driven Compliance Manager / Senior Compliance Associate to lead and strengthen our compliance, fund operations, and financial reporting processes. This role will work closely with the leadership team and external advisors to ensure seamless regulatory compliance across all fund entities while building scalable internal systems.

Key Responsibilities Fund Operations & Investor Onboarding

Lead end-to-end onboarding of Limited Partners (LPs), including KYC, AML, and documentation processes

Oversee fund-level compliance for AIF structures, including investor reporting and capital activity tracking

Maintain and strengthen fund documentation, statutory registers, and internal records Regulatory Compliance & Filings

Own and manage all regulatory filings across entities, including Income Tax, GST, TDS, FCRA (if applicable), and other statutory requirements

Ensure full compliance with SEBI AIF regulations and related frameworks

Track regulatory changes and proactively implement required updates Financial Reporting & Audit Management

Drive year-end audit processes, including preparation of schedules, coordination with auditors, and closure of accounts

Oversee financial records, reconciliations, and reporting accuracy across entities





Support preparation and validation of financial statements and investor reports Process Building & Advisory

Design and implement robust compliance and operational processes to support fund scale

Act as a key interface with legal, tax, and audit advisors

Identify risks, resolve compliance gaps, and drive continuous improvement initiatives Cross-Functional Support

Partner with leadership on strategic and operational matters related to compliance and governance

Support broader finance, HR, and administrative functions as needed What We’re Looking For Experience & Background

4–7 years of experience in compliance, fund operations, or financial reporting—preferably within venture capital, private equity, or financial services

Strong familiarity with AIF structures (Category I/II) and regulatory requirements in India Technical Expertise

Deep understanding of Indian accounting standards and statutory regulations (Income Tax, GST, TDS, etc.)

Experience managing audits, financial closures, and regulatory filings

Proficiency in Tally, Excel, and/or contemporary accounting/ERP tools Ownership & Execution

Ability to independently manage compliance functions with high accuracy and accountability

Strong process orientation with experience building or improving systems Stakeholder Management

Effective communication skills to work with auditors, regulators, consultants, and internal teams

Comfortable operating in a fast-paced, evolving environment Mindset

Proactive, detail-oriented, and solution-driven

Strong sense of ownership and willingness to go beyond defined responsibilities

Entrepreneurial mindset Location & Availability

Based in Mumbai and able to work from our Nariman Point office

Immediate joiners preferred Qualifications

Bachelor’s degree in Commerce, Accounting, Finance, or related field

NISM-Series-III-C Certification preferred but not mandatory

CA / CS / CMA (completed or in progress) preferred but not mandatory How to Apply

If you’re excited about working at the intersection of venture capital, compliance, and fund operations, we’d love to hear from you.

📌 Compliance Manager (Mumbai)
🏢 Samarthya Investment Managers
📍 Mumbai