31 Jul
|
BDO India
|
Alibag
Job DescriptionRole Summary
NWe are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.
NDesignation: Manager
NReporting Manager: Director
NExperience: 8-12 years of relevant PQE
NQualification: CS mandatory. LLB, LLM and other related courses preferred
NFunction: Compliance & Regulatory
NLocation: Mumbai - Dadar
NKey Responsibilities:
N- Manage the firm's compliance framework across all business units and support functions.
N- Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.
N- Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.
N- Draft and review compliance policies, SOPs, and internal guidelines.
N- Conduct risk assessments and compliance audits across departments.
N- Manage regulatory filings, submissions,
and correspondence with authorities.
N- Oversee compliance training and awareness programs across the firm.
N- Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.
N- Manage internal investigations into compliance breaches or concerns.
N- Maintain records and reporting mechanisms for compliance monitoring and tracking.
N- Provide regular updatesand reports to senior management and the Board, as applicable.
NKey Requirements:
N- 8-12 years of experience in regulatory compliance roles.
N- CS & LLB mandatory;
LLM or additional compliance certifications preferred.
N- Strong understanding ofcorporate laws, financial regulations, data protection, and anti-corruption compliance.
N- Experience advising senior leadership and managing cross-functional compliance matters.
N- High analytical thinking, attention to detail, and problem-solving skills.
N- Excellent English proficiency (verbal and written).
N- Proficiency in Word, Excel, and PowerPoint.
N- Robust organizational skills and ability to adapt to changing regulatory landscapes.
📌 Compliance Manager (Alibag)
🏢 BDO India
📍 Alibag