- Execution of internal audits as per the Companys Risk Based Internal Audit (RBIA) Framework for assigned functions, branches, loan files, thematic audits, outsourcing partners etc.
- Coordinating IT/IS audits executed by partner firm;
- Periodic control testing for specific areas including IT/IS
- Assisting automation of audit processes & optimizing IT tools for audit
- Review and update Risk Control Matrix, review of cyber KPI/KRI reporting
- Preparation of branch scorecards, assurance culture scorecards, audit checklists
- Preparation of Internal Audit & Other Management Presentations
- Assist in review / formulation of RBIA Policy, IA Charter, Audit Plan
Key Responsibilities
- Ensure timely execution of all the assigned audit areas adhering to the Company’s RBIA Framework, IA Charter & SOP
- Coordinate as SPOC IT/IS Audits executed by partners; undertake periodic control testing for assigned areas
- Audit efficiency will be measured basis design gaps, system deficiency, compliance breaches highlighted, areas of cost controls or revenue leakage identified
- Ensure meaningful reporting to the Senior Management & Audit Committee
- Key and critical audit issues should be highlighted to the Process Owners and Management on real time basis
- Close tracking & follow-ups for closure of open observations by action owners
- Ensure adequate training to self, to be on top of the current audit practices including in the areas of IT/IS and complete understanding of the IT IS processes of the Company
Required Experience
- 3-5 years of experience in Risk / Information Security / Compliance / Internal Audit with Banks / NBFCs
Required Qualification
- Bachelor’s degree in Finance, Information Technology or Computer Science
- Certifications in IT / IS such as Certified Information Systems Auditor (CISA) or Certified Information Security Manager (CISM) are preferred.
Technical Competencies
- Strong analytical and problem-solving skills.
- Excellent communication skills to effectively convey audit findings and recommendations.
- Experience with audit software and tools
- Knowledge of IT/IS benchmarks, IT General Controls and best practices.
- Understanding of regulatory framework related to NBFCs
- Ability to work independently and manage multiple audit projects simultaneously including co-ordination with IT IS Audit Partner.
- Hands-on experience with Office Software (word, Excel, ppt, etc) and Audit Analytics Software.