Leading Financial services company requires Deputy Mgr/Mgr (Auditing and compliance)- - Mulund-Mumbai( Only company secretary qualified need apply)One of our client a leading Financial services and company secretaries firm rendering comprehensive qualified services which include all areas right from company formation to statutory compliances. It was established over a decade ago and now considered to the one of the best CS firms in Mumbai region.We are looking out for Deputy Mgr/ Manager- Auditing and compliance for the client office at Mulund in Mumbai.The JD and details are as follows1) Client - Leading financial services and Advisory firm2) Role- Deputy Mgr/ Manager- Auditing and Compliance3) Qualification- Company secretary . legal will be an added advantage5) Experience- Over 1 years in a similar role.6) Notice- Joining in maximum 30 days or less7) Job location- Mulund ( Mumbai)THE JD IS AS FOLLOWS-An Auditor or Internal Auditor with a Company Secretary (CS) background is a governance and compliance professional. They examine a companys financial and regulatory records to ensure legal compliance, verify operational integrity, and protect the organization from fraud and financial discrepancies.Key Duties and Responsibilities-Regulatory Compliance: Ensure company operations adhere to the relevant legal acts, corporate laws, listing regulations,
and established corporate governance standards.Risk & Control Assessment:-Evaluate the adequacy and effectiveness of internal control systems to safeguard company assets and mitigate operational risks.Financial Review:-Scrutinize financial statements, accounting documentation, receipts, and ledgers to verify accuracy and identify discrepancies.Secretarial Audit:-Conduct mandated secretarial audits to confirm compliance with statutory requirements, Board meeting protocols, and record-keeping mandates.Reporting:-Prepare detailed audit reports with actionable recommendations and present these findings directly to the Board of Directors or Audit Committee.Fraud Investigation:-Investigate potential financial or regulatory irregularities and report fraudulent activities to the appropriate management or government bodies if required.Required Skills and Qualifications-Educational Qualification: Membership with the Institute of Company Secretaries of India (ICSI). Additional qualifications like a Bachelors degree in law.Experience: Typically 2 to 7 years of experience in corporate law, internal auditing, or company secretarial practice.Core Competencies:-Strong analytical skills, deep knowledge of the Companies Act, SEBI regulations, and excellent logical and critical thinking abilities.Soft Skills:-Exceptional written/verbal communication for presenting reports, high ethical standards, and meticulous attention to detailIf the position interests you and you find a fitment kindly share your updated cv athidden_emailor contactPranav- hidden_mobileKindly share the following details-Current/last fixed ctc- Open to work at Mulund-west- Relevant years of experience post CS- Reason for leaving current/last job