Job Responsibilities

Serve as the primary liaison with RBI, SEBI, FIU-IND, MCA/ROC, stock exchanges, and other regulatory authorities
Lead regulatory inspections, supervisory reviews, audits, and ensure timely closure of regulatory observations
Oversee the enterprise-wide compliance framework and ensure adherence toRBI Master Directions for NBFCs, focusing particularly on KYC, FPC, AML, and other pertinent areas
Drive policy governance, regulatory change management, and implementation of evolving regulatory requirements across the organization
Advise the Board, senior management, and business teams on regulatory developments, compliance risks, and governance matters
Provide compliance oversight for new products, partnerships, digital initiatives, customer journeys, and strategy ic business projects
Strengthen compliance monitoring, internal controls, and governance mechanisms to proactively manage regulatory risk




Foster a strong culture of ethics, integrity, and compliance through training, awareness, and stakeholder engagement
Present compliance updates, regulatory developments, and key risk matters to the Board and governance committees

Ideal Candidate
10+ years of experience in Compliance, Regulatory Affairs, Risk, or Governance within NBFCs, Banks, or Financial Services
Deep understanding of RBI regulations, KYC/AML requirements, and regulatory expectations applicable to lending businesses
Proven experience managing regulatory inspections and engaging with senior regulatory stakeholders
Robust leadership, stakeholder management with CXO level
Demonstrated ability to balance regulatory compliance with business growth and innovation

📌 Head Compliance (Mumbai)
🏢 Hiranandani Financial Services
📍 Mumbai