Role & responsibilities
Implement and maintain the Enterprise Risk Management (ERM) framework, Risk Register, and risk governance processes.
Conduct periodic risk assessments across business functions and identify operational, financial, compliance, and strategic risks.
Monitor adherence to Standard Operating Procedures (SOPs) and recommend process improvements to strengthen internal controls.
Review operational risks such as inventory discrepancies, cash handling, bullion movement, and process deviations.
Coordinate with Internal Audit teams and ensure timely closure of audit observations and compliance gaps.
Maintain statutory compliance calendars and ensure timely filings, renewals, and regulatory submissions.
Support IPO readiness by assisting in ICFR implementation, due diligence activities, SEBI and Companies Act compliance, and governance documentation.
Assist in implementing governance policies, including Insider Trading, Related Party Transactions (RPT), and Whistleblower mechanisms.
Investigate compliance violations, operational irregularities, and fraud-related matters, recommending corrective and preventive actions.
Support business continuity planning (BCP),



disaster recovery initiatives, and periodic safety compliance reviews.
Prepare MIS reports, risk dashboards, and compliance reports for management review.
Conduct employee awareness sessions on risk management, compliance, ethics, fraud prevention, and SOP adherence.
Foster a robust culture of risk awareness, governance, and regulatory compliance across the organization.

Preferred candidate profile
Bachelor's degree in Commerce, Finance, Law, Business Administration, or a related discipline.
MBA, M.Com, PGDM, LL.M, or equivalent qualification will be an added advantage.
Skilled certifications such as ERM, CIA, CISA, CFA (any level), or similar will be preferred.

Experience
37 years of experience in Risk Management, Compliance, Internal Audit, Governance, or Internal Controls.
Experience in Manufacturing, Retail, Jewellery, Bullion, Logistics, FMCG, or Listed Companies will be preferred.
Exposure to IPO readiness, SEBI regulations, ICFR, or corporate governance practices will be an added advantage.

📌 Risk And Compliance Manager Gujarat
🏢 Riddhi Corporate Services
📍 Gujarat