Wealth Management - Client Management Operations in ISPL started in 2019, provide back office services for BNP WM Singapore and Hong Kong. Processes include Client Reference Data and Reporting (since September 2019)
Position Purpose
Client On-Boarding team’s goal, is to ensure a global and consistent “first service” is rendered to the clients. Ensure practices are adhered to bank’s standard procedures and guidelines with an emphasis in the area of compliance. Keeping abreast with the changes in regulations (site, regional, global, HO), assess its impact.
Ensure every client, prospect and counter‑party is screened against sanctions, AML/CTF and PEP lists, mitigating regulatory risk and maintaining audit‑ready records while supporting Relationship Managers and Compliance teams.
Responsibilities
Direct Responsibilities
Support the execution of controls and tasks required in the Client‑Onboarding – Data‑Maintenance & Banking‑Services process, ensuring that client documentation, data‑capture activities and banking services meet the Bank’s policies, standards and all applicable local legal‑regulatory requirements.
Perform daily and name‑screening checks (on‑boarding and periodic re‑screening). Keep watch‑lists, match‑thresholds and screening parameters up‑to‑date, investigate alerts, assign risk ratings, document decisions, and promptly escalate high‑risk matches. Maintain complete audit trails and respond to internal‑ and external‑audit queries. Work closely with Relationship Management, Legal and Compliance to resolve exceptions and drive process‑improvement/automation initiatives.
Provide end‑to‑end support to internal customers for the onboarding of recent clients, including linking clients to banking‑service tools (e.g., direct advisory‑desk access, dormant/deceased accounts, block/unblock requests).
Maintain sound w
📌 Associate Wm Client Management Name Screening And Adhoc Updates Mumbai
🏢 BNP Paribas
📍 Mumbai
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