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We’re seeking a future team member for the role of Associate, Compliance & Control II to join our Insight Investment team. This role is located in Chennai, TN - HYBRID.
In this role, you’ll make an impact in the following ways:
Insight Investment is looking for an Associate (Compliance & Control) to join the Guideline Management team in Chennai.
The analyst will be responsible for the handling of Pre & Post trade alerts, Guideline coding and Guideline drafting reviews within Charles River. The analyst will work closely with the senior member in Chennai as well as on shore on Guideline related projects, suggest improvements to existing processes and enhance their own CRD technical skills and expertise of the process.
Monitor post trade batch alerts daily and provide notification to front office and other business groups in a timely manner.
Ensure all recent mandates/amendments are coded into Charles River within the agreed time limit.
Work closely with the senior members of the team to ensure that coding has been accurately interpreted and rules are correctly coded.
Ensure client guideline queries from across the business are answered in a timely and accurate manner.
Produce monthly and quarterly compliance attestations and ensure the attestations are produced within the required
📌 Associate, Compliance Chennai (India)
🏢 The Bank of New York Mellon
📍 India
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