• To prepare and monitor the implementation of the corrective measure within required TAT and conduct a comprehensive audit program
Responsibilities
Core responsibilities:
o Assist in the preparation of the Risk Based Internal Audit Plan
o Conduct a comprehensive audit program including management, system, financial, compliance and operational audits
o Ensure overall performance of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.
o Conduct interviews, review documents, develop and administer surveys, compose summary, memos, and prepare working papers.
o Identify, develop and document audit issues and recommendations.
o Draft internal Audit reports and communicate effectively to management
o Develop and maintain productive client, staff, management, through individual contacts and group meetings.
o Pursue professional development opportunities,
including internal and external training and professional association memberships, and share information gained with co-workers
o Assist in timely completion of internal audits as per the defined process / methodology
o Provide Audit administration /Helpdesk support
o Assist in preparation for Pre Audit Committee and Audit Committee meetings deck
o Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)
o Ensure compliance with International Professional Practice framework & standards (IPPF)
o Ensure thorough understanding of GAAP, RBI Regulations, and IIA Standards for the Skilled Practice of Internal Auditing.
o Develop and demonstrate the effective use of financial systems and controls to facilitate the execution of risk-based audits
o Ensure appropriate documentation in audit working papers