Opening with a leading Assets Management company for their office in Mumbai
Role: Dealer AIF
Experience: 2 to 8 Years
Role & responsibilities :
Dealing & Trading Functions
- Execute trades in equity, debt, money market instruments, mutual funds, and other financial products as per approved investment mandates.
- Coordinate with brokers, counterparties, custodians, and internal stakeholders for trade execution and settlement.
- Monitor market movements, liquidity, interest rates, and security prices.
- Ensure compliance with regulatory guidelines and internal investment policies.
- Maintain trade records and support trade reconciliation activities.
- Generate dealing reports and provide transaction updates to management.
Reporting & Analytics
- Analyze portfolio performance, exposure limits, and compliance reports.
- Assist fund managers and senior management with ad-hoc data requests.
- Preparing presentations
Compliance & Risk Management
- Ensure adherence to SEBI,
AMFI, RBI, and internal compliance guidelines.
- Support audit and regulatory reporting requirements.
- Identify discrepancies in trade and database records and resolve them promptly.
- Maintain confidentiality and security of financial and client information.
Required Qualifications
Education
- Bachelor's degree in Finance, Economics, Commerce, Statistics, Mathematics, Computer Science, or related field.
- MBA (Finance), CFA, NISM, FRM, or equivalent certification preferred.
Experience
- 25 years of experience in dealing, capital markets, financial services, or data analytics
- Experience in Asset Management Companies (AMC), PMS, Mutual Funds, Treasury, Brokerages, or Banks preferred.
Interested candidates share resume at
[email protected]
📌 Dealer AIF (Alternative Investment Fund)- Looking only Mumbai based (Maharashtra)
🏢 TopGear Consultants
📍 Maharashtra