01 Aug
|
BDO India
|
Maharashtra
01 Aug
BDO India
Maharashtra
Role Summary: We are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards. Designation: Manager Reporting Manager: Director Experience: 8-12 years of relevant PQE Qualification: CS mandatory. LLB, LLM and other related courses preferred Function: Compliance & Regulatory Location: Mumbai - Dadar Key Responsibilities: • Manage the firm’s compliance framework across all business units and support functions. • Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements. • Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies. • Draft and review compliance policies, SOPs, and internal guidelines. • Conduct risk assessments and compliance audits across departments. • Manage regulatory filings, submissions, and correspondence with authorities.
• Oversee compliance training and awareness programs across the firm. • Work closely with internal legal, risk, and HR teams as well as external counsel and consultants. • Manage internal investigations into compliance breaches or concerns. • Maintain records and reporting mechanisms for compliance monitoring and tracking. • Provide regular updates and reports to senior management and the Board, as applicable. Key Requirements: • 8-12 years of experience in regulatory compliance roles. • CS & LLB mandatory; LLM or additional compliance certifications preferred. • Solid understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance. • Experience advising senior leadership and managing cross-functional compliance matters. • High analytical thinking, attention to detail, and problem-solving skills. • Excellent English proficiency (verbal and written). • Proficiency in Word, Excel, and PowerPoint. • Strong organizational skills and ability to adapt to changing regulatory landscapes.
📌 Compliance Manager (Maharashtra)
🏢 BDO India
📍 Maharashtra