Compliance & Fund Operations
Employment Type: Full time

We are looking for a seasoned Compliance & Governance professional to manage end-to-end regulatory compliance for our Alternative Investment Funds (AIF) business. This is a hands-on role requiring strong regulatory understanding, practical implementation skills, and the ability to independently manage compliance operations across products.

Regulatory & Compliance
Ensure ongoing compliance with SEBI (AIF) Regulations, SEBI (PMS) Regulations, and relevant circulars, guidelines, and amendments.
Act as the designated Compliance Officer for AIF and other group entities (as applicable).
Advise business teams on compliance and regulatory implications of new products, marketing, and distribution strategies
Monitor regulatory updates and proactively assess impact on business operations.
Interpret regulations and translate them into internal policies, SOPs, and controls.
Oversee and manage all regulatory filings including:
Maintain statutory records, compliance trackers, registers, and audit trails.

Governance & Risk
Develop and strengthen governance frameworks, compliance manuals, and internal policies across investment, operations, sales and distribution functions.
Conduct periodic compliance testing and risk assessments.
Support internal audits, regulatory inspections, and external audits.
SEBI, Trustees & custodians, Legal advisors and auditors, Fund administrators
Work closely with Investment, Operations, Finance, Legal,



and Client teams to ensure compliance is embedded in business processes.
Design and implement compliance workflows across onboarding, KYC/AML, investment approvals, conflicts of interest, insider trading, and disclosures.
Drive automation and process efficiency in compliance reporting and tracking.

CA / CS / LLB / MBA / equivalent professional qualification.
~ Additional certifications in compliance, risk, or governance will be an advantage.
~ Experience
~6-8 years of experience in Compliance / Governance / Risk within: PMS /AIF/Wealth / Asset Management / Investment Management firms.
~ Strong hands-on experience with SEBI AIF regulations is mandatory.
~ Experience handling regulatory audits and direct interaction with SEBI preferred.
~ Deep regulatory knowledge and practical application ability.
~ Strong documentation and drafting skills (policies, SOPs, compliance notes).
~ Ability to work independently and take accountability for end-to-end compliance.

Salary will be in line with prevailing market standards and commensurate with the candidate's experience.

The fund focuses on institutionalizing private real estate funding in India by making early-stage investments in real estate projects with an emphasis on strategic structuring and disciplined underwriting. In addition to its investment operations, Finbridge Ventures offers transaction advisory services, partnering with developers, institutional investors, and family offices interested in Indian real estate opportunities.

📌 KYC Compliance Supervisor (Mumbai)
🏢 FinbridgeVentures
📍 Mumbai