Job Title : Senior Manager

Experience : 9 to 13 Years

Location : Mumbai

Roles & Responsibilities

- Lead, guide, and support team members to ensure efficient execution of compliance and inspection activities.

- Recommend best practices for process improvements, training, and team development.

- Conduct compliance inspections and review member submissions for regulatory adherence.

- Prepare, review, and finalize inspection reports, observation sheets, and compliance findings.

- Monitor member compliance with regulatory requirements and initiate corrective actions where required.

- Analyze audit reports, financial submissions, insurance documents, and regulatory filings.

- Coordinate with internal and external stakeholders to resolve compliance-related issues.

- Prepare management reports, regulatory submissions, MIS, and analytical reports.

- Organize and conduct compliance, regulatory, and investor awareness training programs.

- Ensure adherence to internal processes, service levels (SLAs), timelines,



and regulatory standards.

Requisites
- CA, CS, MBA, or equivalent qualification.

- Strong knowledge of financial markets, capital markets, and regulatory compliance.

- Experience in compliance monitoring, inspections, audits, and regulatory reporting.

- Ability to analyze financial reports, audit observations, and statutory submissions.

- Robust understanding of applicable financial market regulations and statutory requirements.

- Experience in stakeholder management and coordination with regulatory bodies.

- Excellent analytical, documentation, reporting, and problem-solving skills.

- Strong communication, presentation, and interpersonal skills.

- Proficiency in MS Excel, MS Office, MIS reporting, and data analysis.

- Ability to manage teams, prioritize multiple tasks, and work within defined timelines and compliance standards.

📌 Senior Manager (India)
🏢 MASTER MIND CONSULTANCY
📍 India