MANDATORY REQUIREMENTS
Experience in leading enterprise-wide compliance functions.
Prior experience interacting directly with regulators is essential.
Experience managing compliance across multiple regulated businesses is highly preferred.

ABOUT THE CLIENT

Our client is a well-established, diversified financial services group based in India, with a multi-decade track record in asset and wealth management. The group serves high-net-worth and ultra-high-net-worth individuals, family offices, and institutional investors. It operates across multiple regulated business lines including portfolio management services, alternative investment funds, real estate private equity, and wealth advisory.

JOB ROLES & RESPONSIBILITIES
Lead the compliance function across all Group entities.
Ensure compliance with regulations issued by SEBI, RBI, AMFI, Exchanges, FIU-IND and other applicable regulatory authorities.
Interpret regulatory developments and advise business leadership on their impact.
Establish processes for timely implementation of new regulatory requirements.




Review complex transactions from a regulatory perspective.
Support business expansion into current products and regulated activities.
Manage regulatory inspections, audits and information requests.
Ensure timely regulatory filings and reporting obligations.
Maintain robust relationships with regulatory authorities.
Oversee compliance monitoring activities across businesses.
Identify compliance gaps and implement corrective action plans.
Drive automation and technology-led compliance monitoring.
Ensure robust record keeping and documentation.

QUALIFICATION & EXPERIENCE
Qualified Chartered Accountant (CA), Company Secretary (CS), LLB or equivalent skilled qualification.
Additional certifications in Compliance, Risk Management, AML or Financial Crime will be an advantage.
15–22 years of post-qualification experience.
Significant experience within Financial Services.

OTHER DETAILS

Reporting To: CEO

Industry Target: Financial Services

Work Model Arrangement: Onsite

📌 Group Compliance Head Mumbai
🏢 SKS Enterpprises
📍 Mumbai