Key Responsibilities:
Ensure compliance with SEBI (AIF) Regulations, 2012 and SEBI (Portfolio Managers) Regulations, 2020.
Manage regulatory filings and maintain the compliance calendar.
Support preparation and review of PPM, Disclosure Documents, Contribution Agreements, and Investment Management Agreements.
Handle SEBI audits, inspections, and internal audits.
Develop and implement compliance policies, SOPs, and internal controls.
Monitor AML/KYC/CFT compliance for HNI and institutional investors.
Track regulatory changes and ensure timely implementation.
Conduct compliance training on insider trading, AML, and code of conduct.
Key Skills:
Solid knowledge of SEBI (AIF & PMS) Regulations.
Excellent analytical, regulatory interpretation, and stakeholder management skills.
Qualification: LLB with 3+ years of relevant experience.
Preferred: CS/MBA (Finance), NISM Certification, exposure to IFSCA (GIFT City) regulations.