Role: SOX Finance Control Auditor.
Experience: 3+Years
Location: Bangalore/ Hybrid mode.

We are seeking an experienced Senior SOX Finance Controls Auditor to independently assess, test, and evaluate the effectiveness of SOX 404 / ICFR finance control frameworks across multiple business entities. This role focuses exclusively on Finance and Business Process Controls and does not include IT General Controls (ITGCs).
The ideal candidate will possess robust expertise in SOX compliance, internal controls, financial reporting processes, and audit methodologies. They should be capable of identifying control gaps, supporting audit readiness, collaborating with finance leadership, and delivering high-quality audit outcomes in a complex international workplace.

Key Responsibilities

Execute independent testing of SOX 404 / ICFR finance control frameworks across multiple entities.
Assess design and operating effectiveness of finance controls.
Evaluate controls across Record-to-Report (R2R), Order-to-Cash (O2C), Purchase-to-Pay (P2P), Fixed Assets, Payroll, and Financial Close processes.




Ensure finance controls are executed consistently across business entities.
Perform walkthroughs for finance processes and internal controls.
Conduct design effectiveness and operating effectiveness testing.
Review manual, automated application controls, and Management Review Controls (MRCs).
Collect, validate, and maintain audit evidence supporting testing conclusions.
Review Risk & Control Matrices (RCMs), process narratives, and flowcharts.
Assess control ownership, frequency, precision, and documentation quality.
Ensure audit documentation complies with SOX and COSO standards.
Identify control deficiencies and document root causes, severity, and financial reporting impact.
Track remediation plans for identified control deficiencies.
Validate remediation through follow-up testing.
Recommend opportunities for control automation, simplification, and process improvements while maintaining a

📌 Sox Finance Control Auditor Bengaluru
🏢 Potentiam
📍 Bengaluru