Job Description:

About the Role
The Senior Compliance Manager – FEMA & Trade is responsible for overseeing all compliance-related activities within the Retail Banking business. Based in Mumbai, this role ensures adherence to legal and regulatory requirements, develops and monitors control systems, and supports the organization in maintaining a robust compliance framework.

Key Responsibilities
Primary Responsibilities
Oversee all business operations relating to compliance including policies, investments, and procedures.
Design and monitor control systems to address violations of legal rules and internal policies.
Regularly assess the efficiency of control systems and recommend effective improvements.
Review and evaluate bank procedures and reports to identify hidden risks or common issues.
Perform periodic audits on company procedures and processes; maintain and organize compliance records.
Draft compliance checklists, manuals, and other regulatory documentation.
Coordinate with department leads to review all departmental compliance policies.




Liaise with senior management to ensure proper implementation of compliance policies.
Act as a confidential point of contact for employees to seek clarification on compliance issues or report irregularities.
Initiate investigations when potential non-compliance occurs within the bank.
Facilitate employee training sessions on legal and compliance issues.
Supervise compliance officers and team; share best practices.
Secondary Responsibilities
Leverage in-house synergies through collaboration with internal stakeholders.
Keep abreast of regulatory developments within or outside the bank and evolving best practices in compliance control.
Create an setting that promotes cooperative learning and collective ownership of responsibilities.

What We Are Looking For
Education
Relevant academic qualifications in law, finance, or business administration.
Post Graduation in business management is pre

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