Time: 7 AM to 4:30 PM | Experience: 0-2 Years | Joining: Immediate Preferred
Salary: upto 3 LPA
Key Responsibility Areas
- Review and analyze FTP files from exchanges and CDSL to identify additional files requiring departmental action.
- Validate and process KYC documents; make entries in both back-office and DP systems.
- Upload client details in UCC (Exchange Portal) and BO accounts in the CDSL portal.
- Verify and upload documents on KRA & CKYC portals as per regulatory requirements.
- Conduct weekly reviews of grievance-related mailboxes; escalate significant issues appropriately.
- Handle early morning billing for MCX & NSE and timely dispatch of client communications such as contract notes and margin statements
- Perform maker-level tasks related to securities settlement such as pay-in/payout, pledge/repledge.
- Stay updated with daily regulatory circulars; ensure junior team members follow KYC compliance protocols accordingly.
- Track and execute annual KYC compliance checks including income range and net worth updates.
- Monitor Surveillance during market hours
- Conduct routine data dumping and file review to improve process understanding.
- Prepare audit data (Monthly, Quarterly, Half-Yearly, Annually) at the maker level according to assigned responsibilities.
Qualifications
- Graduate/Postgraduate in Commerce or Finance.
- 0 to 2 years of experience in DP operations or stock broking compliance.
- Proficient in KYC processes, document validation, and entries in exchange and depository portals.
- Working experience with UCC uploads, BO account creation, and basic compliance documentation.
- Knowledge of CDSL/NSDL portals and standard back-office systems.
- Familiarity with audit data handling and settlement procedures.
- Strong skills in data management, communication, and cross-team coordination.