- Client level Risk Management- Front office
- Supervision of Exchange Portals for CTCL, Margins and other reporting activities.
- Understanding of exchange circulars related to Risk Management and disseminating same to all to team and other stakeholders and preparing the organization for the same
- Preparation of Risk MIS to the Board of Directors/Management from time to time
- Supporting Compliance in regulatory audits pertaining to Risk Management and Surveillance matters including handling stock exchange/regulatory queries
- Handle various operational activities of the company as per rules and regulations of NSE, BSE, MCX, NSDL and SEBI.
- Should know how to operate ODIN.
- Supporting Compliance in regulatory audits pertaining to Risk Management.