Personal Account Dealing (compliance - Pad) (Karnataka)

Personal Account Dealing (compliance - Pad) (Karnataka)

02 Aug
|
Millennium Management
|
Karnataka

02 Aug

Millennium Management

Karnataka

Personal Account Dealing Compliance - PAD Role Overview Millennium is hiring a Compliance Analyst to join a growing team in Bangalore to support the EMEA compliance function The individual will assist with implementing the compliance framework with a primary focus on personal account dealing PAD controls and monitoring Global Compliance Global Compliance manages the firm s compliance regulatory and reputational risks through the implementation of a compliance programme designed to support adherence to applicable global laws rules and regulations Principal Responsibilities Assist in the maintenance of Millennium s compliance programme and records with a primary focus on Personal Account Dealing PAD policy and controls for EMEA Review of employee personal account dealing requests and queries in line with Millennium s policies and procedures Lead and find appropriate resolutions to internal PAD related queries Collect process and analyze large data sets in a timely manner including for example employee financial statements and internal metrics Maintain a detailed and organized workflow to ensure data entries are complete accurate and retained Identify and escalate compliance related issues and work with internal stakeholders to appropriately remediate Involvement in the maintenance of general compliance programme including electronic communication monitoring and surveillance as well as the Senior Managers and Certification Regime Collaborate and work closely with colleagues globally specifically those in Bangalore and EMEA Participate in working groups and lead on project deliverables as needed Qualifications Skills Minimum bachelor s degree Preferred 1-3 years of financial industry experience preferably in compliance or other relevant roles Solid Microsoft Office e g Word Excel and PowerPoint skills An understanding of financial markets and compliance risks Excellent communication skills and the ability to collaborate with team members across all levels globally Detail oriented organized and able to work independently Operates with a high degree of accuracy and efficiency Ability to multi-task and manage competing deadlines Ability to adapt to new situations quickly learn and improve Hardworking with a commitment to maintain the highest ethical standards

📌 Personal Account Dealing (compliance - Pad) (Karnataka)
🏢 Millennium Management
📍 Karnataka

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