Job Title - Investment Compliance Manager The focus of this role is primarily to support the conversion of investment compliance rules from legacy compliance system MIG to Charles River Investment Management CRIMS by performing user acceptance testing of the rules identifying the issues in rule coding and getting those addressed to ensure the client migration from MIG to CRD is seamless Key Responsibilities ExperienceIn depth knowledge of regulatory requirements including Investment Company Act of 1940 Internal Revenue Code UCITS 2a-7 etc Preferred experience with and understanding of one or many regulatory body requirements not limited to SEC IRS Commodity Futures Trading Commission CFTC Undertakings for Collective Investment in Transferable Securities UCITS Committee of European Securities Regulators CESR Ability to understand and decipher Prospectus Statement of Additional Information SAI Investment Policies Practices and Procedures and other client restrictions and translate all requirements Experience required with Rule Coding into post trade investment compliance systems defining logic-based rules and workflow processes Knowledge of all type of investments including domestic and international securities equities fixed income derivatives securities holding other constituents or others such as mutual funds index securities and other complex securities Advanced Excel skills is a plus formulas pivot tables A background in compliance regulatory monitoring or financial technology preferred Project management skills organized self-motivated and deadline oriented Ability to build and maintain positive relationships with all levels of management internally within the organization Primary Skills Must Have Good knowledge of U S Investment Companies Act of 1940 or UCITS Experience required with Rule Coding into post trade investment compliance systems Ability to understand and decipher Prospectus Statement of Additional Information SAI Investment Policies Practices and Procedures Excellent communication organization interpersonal planning and analytical skills Deadline and detail oriented Demonstrated computer proficiency including advanced knowledge of MS Excel as well as problem solving and analytical skills Exposure to Charles River Development CRD About State Street What we do State Street is one of the largest custodian banks asset managers and asset intelligence companies in the world From technology to product innovation we re making our mark on the financial services industry For more than two centuries we ve been helping our clients safeguard and steward the investments of millions of people We provide investment servicing data analytics investment research trading and investment management to institutional clients Work Live and Grow We make all efforts to create a great work environment Our benefits packages are competitive and comprehensive Details vary in locations but you may expect generous medical care insurance and savings plans among other perks You ll have access to flexible Work Program to help you match your needs And our wealth of development programs and educational support will help you reach your full potential Inclusion Diversity and Social Responsibility We truly believe our employees diverse backgrounds experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients We warmly welcome the candidates of diverse origin background ability age sexual orientation gender identity and personality Another fundamental value at State Street is active engagement with our communities around the world both as a partner and a leader You will have tools to help balance your qualified and personal life paid volunteer days matching gift program and access to employee networks that help you stay connected to what matters to you State Street is an equal opportunity and affirmative action employer Discover more at StateStreet com careers

📌 Investment Compliance - Senior Manager (Karnataka)
🏢 State Street
📍 Karnataka