Job Summary
We are seeking a highly motivated and detail-oriented legal professional with 6–7 years of experience in the NBFC/BFSI sector to join our compliance management team. The role involves advising clients on regulatory compliance, monitoring legal risks, and ensuring adherence to applicable financial laws and regulations.
Key Responsibilities
- Interpret and implement regulatory requirements issued by authorities such as RBI, SEBI, and other financial regulators.
- Develop and manage compliance checklists, calendars, and risk assessment frameworks for clients.
- Monitor regulatory updates and assess their impact on business operations and client compliance requirements.
- Provide legal and regulatory advisory to clients in the NBFC/BFSI sector on applicable laws, guidelines, and circulars.
- Support in implementation of compliance management systems and tools.
- Conduct compliance audits and gap assessments for NBFCs and financial institutions.
- Liaise with internal stakeholders and clients to ensure timely compliance and closure of action items.
- Contribute to knowledge management, training content, and thought leadership initiatives.
Key Skills & Competencies
- Robust understanding of NBFC regulations, financial laws, and compliance frameworks.
- Familiarity with RBI regulations, Companies Act, FEMA, and other relevant financial legislations.
- Ability to manage multiple clients and assignments simultaneously.
- Strong stakeholder management and communication skills.
- Detail-oriented with a proactive and solution-driven approach.
Qualification: LL.B. / LL.M. from a recognized university.
Location: Kolkata
Experience: 6–7 Years