At Franklin Templeton we re driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their goals Our talented teams working around the globe bring expertise that s both broad and unique From our welcoming inclusive and flexible culture to our global and diverse business we offer opportunities not only to help you reach your potential but also to contribute to our clients achievements Come join us in delivering better outcomes for our clients around the world About the department The Regulatory Compliance team safeguards the organization by monitoring activities and ensuring regulatory adherence The central surveillance team works closely with Compliance Technology and external partners to identify risks and strengthen controls Team members collaborate in a structured analytical environment where they gain hands on experience with surveillance tools market abuse monitoring and communication review processes How will you add value Core Responsibilities You will support the Compliance Surveillance framework You will prepare Management Information reports and dashboards You will enhance surveillance processes using technology tools Market Abuse Surveillance You will analyse alerts generated by surveillance tools You will document findings and escalate issues when required You will work with compliance officers on escalation decisions You will maintain reference guides You will support tool upgrades and enhancements Electronic Communications Surveillance You will review electronic communications in Outlook Microsoft Teams and Bloomberg Messaging You will follow up on identified items and ensure closure Management Information Dashboards You will deliver dashboards and analytics that support compliance decisions You will assist with data extraction and analysis requests Technology Tools You will strengthen automation through surveillance technologies You will track industry trends to improve monitoring Collaboration Communication You will work with Compliance Technology and external vendors to complete surveillance tasks What will help you be successful in this role Experience Education Certifications Bachelor s degree in Finance Economics or related fields 2-3 years experience in compliance surveillance or risk management Experience in asset management surveillance for UK US managers Professional compliance certifications are an advantage Technical Skills Strong data analysis capabilities and familiarity with surveillance tools Experience with Tableau or Power BI Exposure to process improvement activities Knowledge or use of AI tools Soft Skills Strong analytical mindset and attention to detail Ability to prioritise and manage tasks independently High ethical standards and discretion with sensitive information Transparent written and verbal communication skills Ability to work through complex issues collaboratively Work Shift Timings - 11 00 AM - 8 00 PM IST Experience our welcoming culture and reach your professional and personal potential Our culture is shaped by our diverse global workforce and strongly held core values Regardless of your interests lifestyle or background there s a place for you at Franklin Templeton We provide employees with the tools resources and learning opportunities to help them excel in their career and personal life By joining us you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle We understand that benefits are at the core of employee well-being and may vary depending on individual needs Whether you need support for maintaining your physical and mental health saving for life s adventures taking care of your family members or making a positive impact in your community we aim to have them covered Highlights of our benefits include Career development growth opportunities through in-house classes and over 150 Web-based training courses An educational assistance program to financially help employees seeking continuing education Medical Life and Personal Accident Insurance benefit for employees Medical insurance also cover employee s dependents spouses children and dependent parents Life insurance for protection of employees families Personal accident insurance for protection of employees and their families Personal loan assistance Employee Stock Investment Plan ESIP Annual recognition programme Volunteer services and paid time off for volunteering 12 weeks Paternity leave Located in the heart of Mumbai in the One International Centre with spectacular views of the buzzing city Walking distance of 100 meters from Western Central railway station accessible by road and local rail from all parts of the city Franklin Templeton is an Equal Chance Employer We are committed to providing equal employment opportunities to all applicants and existing employees and we evaluate qualified applicants without regard to ancestry age color disability genetic information gender gender identity or gender expression marital status medical condition military or veteran status national origin race religion sex sexual orientation and any other basis protected by federal state or local law ordinance or regulation Franklin Templeton is committed to fostering a diverse and inclusive environment If you believe that you need an accommodation or adjustment to search for or apply for one of our positions please send an email to In your email please include the accommodation or adjustment you are requesting the job title and the job number you are applying for It may take up to three business days to receive a response to your request Please note that only accommodation requests will receive a response

📌 Compliance Surveillance Analyst (Mumbai)
🏢 Franklin Templeton Investments
📍 Mumbai