Job Description:

About Equirus

About Equirus Wealth

Equirus is a leading mid‐market investment bank with strong practices around M&A;, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.

For more details you can visit us at www.equirus.com

Equirus Wealth is a holistic Wealth Management platform founded in 2018 by a passionate group of seasoned professionals. It was formed with the objective of providing Client Centric, Comprehensive, and Transparent Wealth Management services for Individuals, Families, and Corporates. We specialize in Wealth Management, Mutual Funds, Primary and Secondary Debt, Real Estate, Market Linked Debentures, Alternate Investment Funds, Tax Advisory, Estate Planning, Offshore Products, Unlisted Securities, Portfolio Management Services, Investment Advisory.

For more details you can visit us at https://www.equiruswealth.com/

Position / RoleTitle

Principal Officer

Job description

Responsibilities

- Oversee daily dealing activities and ensure compliance with all regulatory requirements.
- Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others.
- Monitor trading activity and implement robust internal controls.
- Drive implementation of policies, risk management systems, and operational processes in line with best practices.
- Support basic research into market trends, financial products,



and business developments.
- Collaborate with internal departments including compliance, risk, and operations.
- Stay abreast of regulatory changes and assess their implications for the business.
- Play an active role in strategic initiatives, product launches, and technology adoption.

Location

Gift City (Only candidates willing to relocate or work from this location will be considered)

Duties:

Role Requirement

- Minimum Experience: 5 years of relevant experience in securities market activities
- 5+ years of dealing-side experience, with solid understanding of trading platforms and risk controls.
- Familiarity with capital market operations, settlement systems, and compliance processes.
- CA / CS/ CMA with active membership of ICAI/ ICSI / ICMAI
- OR
- Post-graduate degree or post-graduate diploma (minimum one year) in:
- Finance, Law, Accountancy, Business Management, Commerce, Economics,
- Capital Market, Banking, Insurance, or Actuarial Science
- From a recognized Indian or foreign university, institution, or association
- OR

- Chartered Financial Analyst (CFA) or Financial Risk Manager (FRM) certification from GARP

About the Job:

Salary:

Negotiable

Company:

Equirus

Role :

Principal Officer- Asset Management

Category:

Asset Management

Location:

Ahmedabad - Gift City, India, Asia

Employment Type:

Full time

📌 Principal Officer- Asset Management (India)
🏢 Equirus
📍 India