Regulatory Reporting Specialist (MiFID)
The suitable candidate will primarily be responsible for supporting the firm's regulatory reporting obligations. The position requires a sound understanding of regulatory reporting requirements, robust organizational skills, an attention to detail and ability to interact across a range of stakeholders.
Principal Responsibilities
Member of a team that monitors the firm's regulatory reporting obligations. This will include:
MiFID II trade and transaction reporting
MAS trade & valuation reporting
Support exception & rejection management
Assess on a continuous basis regulatory reporting risk, and introduce or enhance controls as required
Assist with the resolution of failed, inadequate or missing controls
Assist with the documentation and implementation of processes and procedures for monitoring compliance across transaction reporting regimes
Remain current on the regulatory reporting landscape
Ensure the Operations department is fully compliant with regulatory requirements at all times.
Qualifications/Skills Required
Proven understanding of regulatory reporting obligations and their impact on Operations
Good knowledge of financial instruments across equities, fixed income and commodities
Knowledge of SQL, Alteryx & Tableau
Excellent communication and interpersonal skills
Able to prioritize in a fast moving, high pressure, constantly changing environment
Strong organizational and problem-solving skills
Advanced MS Office skills, including Excel PowerPoint and Word
Ability to manage a range of stakeholders
Good team player with a strong willingness to participate and help others