Job Description
Effective utilization of COMs and Risk register ecosystem to consolidate all identified operational risk items.
Implementation of current guidelines received from Regulator
Create state of audit readiness for any audit
Governance and compliance, BPM, Quality review
Creation managing SICs
Evaluate cases as a part of quality check exercise for On-boarding metrices
Conduct trainings/mentoring basis above observations and findings
Support in internal external audit activities such as Internal Assurance audit, IRDAI audit statutory audit
Support in legal compliance related activities like validation of cases breaching regulatory norms/guidelines.
Support in Closure on regulatory circulars for Policy Issuance Underwriting
Plans to improvise quality
Good excel basis analytical skills
Measure of Success:
Creating a state of audit readiness and agility in adoption to guidelines – Individual
Strategic Projects for regulatory compliance
Timely closure of audit observations
End to end closure on cases assessed under quality check
Sharing regular case studies and conducting trainings for improvising the quality check score